TY - BOOK AU - Hazen,Thomas Lee TI - Securities regulation in a nutshell T2 - West nutshell series SN - 9780314187987 (pbk.) AV - KF1440 .R37 2009 U1 - 346.730922 22 PY - 2009/// CY - St. Paul, MN PB - West KW - Securities KW - United States N1 - Includes index; Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation ER -