000 01210cam a22003374a 4500
001 u6736
003 SA-PMU
005 20210418124754.0
008 091118s2009 mnu 001 0 eng
010 _a 2009289948
040 _aDLC
_cDLC
_dBRY
_dONS
_dAG#
_dYDXCP
_dNLGGC
_dHEBIS
_dBDX
020 _a9780314187987 (pbk.)
020 _a0314187987 (pbk.)
035 _a(OCoLC)438187675
043 _an-us---
050 0 0 _aKF1440
_b.R37 2009
082 0 4 _a346.730922
_222
100 1 _aHazen, Thomas Lee,
_d1947-
245 1 0 _aSecurities regulation in a nutshell /
_cby Thomas Lee Hazen.
250 _a10th ed.
260 _aSt. Paul, MN :
_bWest,
_cc2009.
300 _axlix, 361 p. ;
_c19 cm.
490 1 _aWest nutshell series
500 _aIncludes index.
505 0 _aIntroduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
650 0 _aSecurities
_zUnited States.
830 0 _aNutshell series.
942 _cBOOK
994 _aZ0
_bSUPMU
596 _a1 2
999 _c9603
_d9603