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Hazen, Thomas Lee, 1947-

Securities regulation in a nutshell / by Thomas Lee Hazen. - 10th ed. - St. Paul, MN : West, c2009. - xlix, 361 p. ; 19 cm. - West nutshell series . - Nutshell series. .

Includes index.

Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.

ISBN: 9780314187987 (pbk.) 0314187987 (pbk.)

LCCN: 2009289948

Subjects--Topical Terms:
Securities--United States.

LC Class. No.: KF1440 / .R37 2009

Dewey Class. No.: 346.730922