Securities regulation in a nutshell / by Thomas Lee Hazen.
Material type:
TextSeries: Nutshell series: Publisher: St. Paul, MN : West, c2009Edition: 10th edDescription: xlix, 361 p. ; 19 cmISBN: 9780314187987 (pbk.); 0314187987 (pbk.)Subject(s): Securities -- United StatesDDC classification: 346.730922 LOC classification: KF1440 | .R37 2009| Item type | Current library | Call number | Copy number | Status | Notes | Date due | Barcode |
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Female Library | KF1440 .R37 2009 (Browse shelf (Opens below)) | 1 | Available | STACKS | 51952000112044 | |
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Main Library | KF1440 .R37 2009 (Browse shelf (Opens below)) | 1 | Available | STACKS | 51952000138662 |
Includes index.
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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