Securities regulation in a nutshell / by Thomas Lee Hazen.
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TextSeries: Nutshell series: Publisher: St. Paul, MN : West, c2009Edition: 10th edDescription: xlix, 361 p. ; 19 cmISBN: 9780314187987 (pbk.); 0314187987 (pbk.)Subject(s): Securities -- United StatesDDC classification: 346.730922 LOC classification: KF1440 | .R37 2009| Item type | Current library | Call number | Copy number | Status | Notes | Date due | Barcode |
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Female Library | KF1440 .R37 2009 (Browse shelf (Opens below)) | 1 | Available | STACKS | 51952000112044 | |
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Main Library | KF1440 .R37 2009 (Browse shelf (Opens below)) | 1 | Available | STACKS | 51952000138662 |
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| KF1414.85 .P35 2009 Corporations : examples and explanations / | KF1422 .S56 2015 Compliance management : a how-to guide for executives, lawyers, and other compliance professionals / | KF1428 .H33 2011 Corporate finance in a nutshell / | KF1440 .R37 2009 Securities regulation in a nutshell / | KF1440 .S535 2015 Exempt Offerings: Volume Seven: (Private Placement Handbook Series) /by Douglas Slain | KF1477 .Z9 O34 2006 Mergers and acquisitions in a nutshell / | KF1501 .Z9 E67 2005 Bankruptcy and related law in a nutshell / |
Includes index.
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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